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This BSA/AML webinar is intended to assist attendees understand, identify, and mitigate the risks associated with high risk transactions, and to properly manage them.
Reasons to Attend:
An effective BSA/AML compliance program controls risks associated with the institution’s products, services, customers, entities, and geographic locations. Risk assessments are a critical component and play a key role in ensuring your high-risk transactions are properly monitored. BSA/AML risk assessments require you to identify the specific risk categories (i.e., products, services, customers, entities, transactions, and geographic locations), understand its characteristics, and establish internal controls to assist in risk mitigation.
· Identifying high risk transactions
· Identifying high risk customers
· Understanding high risk activity
· Risk assessment for products and services.
· Systems of internal controls.
· Managing high risk transactions and customers.
· Monitoring for suspicious activity and ensuring your institution is vigilant
· Bank and credit union compliance officers.
· Bank Secrecy Act (BSA) Officers. Many times, you will see BSA/AML officer titles. AML = Anti-Money Laundering
· BSA analysts.
· BSA investigators.
· Bank or credit union operations officers.
GJ Luchs, PhD (ABD), CAMS, CRMS is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.
GJ Luchs has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with Fiserv, BAM, CRA Wiz, Teammate, COGNOS, and Metavante banking software. She has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as requested from numerous clients.